You need to be ready.
Canadian financial institutions - including banks, credit unions, insurance companies and securities/investment firms - face an increasingly complex regulatory web. Regulators in Canada and globally are imposing increased pressure on financial institutions to assess, monitor and mitigate regulatory and operational risks.
In addition to staying compliant, today’s financial institutions need to keep up with new regulations, deal with new issues - including those created by social media and emerging technologies - and manage the human resources and technological requirements to get the job done. The speed of change is rapid and the demands are increasing.
Back for its 9th year! This intensive OsgoodePD Certificate program was developed by a select group of industry experts to provide you with a comprehensive and in-depth understanding of compliance requirements and strategies to meet them. This 5-day course covers the intersection of compliance and enterprise risk management, and provides you with best practices to effectively manage both risk and compliance as part of your organization’s essential line of defence. You will emerge from this valuable program armed with the most up-to-date knowledge, strategies and tactics you need to develop, implement or re-energize a state-of-the-art compliance program within your organization.
This program will cover:
Fees include attendance, program materials, lunch and break refreshments for each of the 5 days of the program.
We will make every effort to present the certificate program as advertised, but it may be necessary to change the dates, location, speakers or content with little or no notice. In the event of program cancellation, York University and Osgoode Hall Law School’s liability is limited to reimbursement of paid fees.
Substitution of registrants is permitted at any time. If you are unable to find a substitute, a full refund is available if a cancellation request is received in writing 14 days prior to the program date. If a cancellation request is made with less than 14 days notice, a $75 administration fee will apply. No other refund is available.
In the event you experience technical difficulties, please contact email@example.com for assistance.
Have a question? Read our FAQs.
Questions on program registration?
Please contact the Registration Team at firstname.lastname@example.org
Questions on the program content?
Please contact the Program Lawyer:
Alexandra Karacsony AKaracsony@osgoode.yorku.ca
January 28, February 13, March 12 & 31, April 14, 2020
8:30 a.m. - 4:30 p.m. EST/EDT
Module One: Fundamentals of Compliance
January 28, 2020
8:30 a.m. - 4:30 p.m. EST
*Module one: Fundamentals of Compliance is also available as a 1-Day program with an option to upgrade to the Certificate Program
Register for Module One only
Osgoode Professional Development Centre,
1 Dundas St. W., 26th Floor Toronto, ON
Certificate: $4,595 + HST
Newly Licensed (2016-2019): $2,297.50 + HST
Module One: $895 + HST
Newly Licensed (2016-2019): $447.50 + HST
“Excellent. Clear, high-quality presentations and you [can tell] that the speakers enjoy being there. It also [includes] hands-on application and is full of information about the ‘real-life’ in compliance.”
–Diane Hachem, Regulatory Investigator, Law Society of Ontario
“The quality of the whole program was excellent. It covered a broad variety of relevant and up-to-date subjects. I was really impressed by the instructors’ expertise and wealth of experience and [the] real-life experiences that enriched the effectiveness of the training. Thank you very much!”
– Patricia Pacanchique, Director, Pension Policy – OMERS Administration Corporation
“Great to get information on the new technology implications (crypto and social media). Real-life examples were very helpful.”
– Helen D.K. Friedman, Partner-Risk Management, Miller Thomson LLP
Module One: Fundamentals of Compliance
“As someone new to the “formal” world of compliance, the discussions around risk management approaches and the linkages to effective compliance testing/planning was of particular interest to me. The content was very relevant and well-presented – good materials for takeaways.”
– Jeff Niehaus, VP, People & Talent Development, eTracks Tire Management Systems
“As a non-compliance, non-risk executive looking to learn more about the subject matter, the course has been wonderful. The presenters are so proficient in their area of expertise that they make complicated issues seem simple.”
– David Campbell, Caledon Trust
If you require accommodations in downtown Toronto, OsgoodePD has arranged Corporate Rates with several hotels within walking distance of our downtown conference centre.
Looking for an innovative way to market your firm’s products or services?
Consider sponsoring an OsgoodePD Continuing Legal Education program or event.