How confident are you when tackling AML compliance issues?
Your obligations are constantly shifting and increasing in complexity. Confusion and missteps can lead to vigorous investigations and enormous penalties, including damage to your professional reputation. You need to keep up-to-date with best practices.
Canadian financial institutions, operating nationally and globally, must protect against money-laundering and fraud violations while also mitigating reputational and financial risks if violations of laws and policies occur.
Designed for early to mid-level legal, business and finance professionals working in or advising on compliance matters, this intensive, practical program will provide you with the knowledge, skills and tactics you need to confidently manage money-laundering risk for Canadian financial institutions.
This OsgoodePD program will provide you with a robust practical understanding of useful techniques to apply when tackling complex AML compliance issues. You will be able to network and learn from a multidisciplinary faculty of experts, and emerge from the program with increased confidence and a repertoire of real-world strategies and tactics to navigate current challenges and emerging trends with key distinctions by sector. You will learn:
PLUS! All participants will have access to view an Online Primer in Foundations in AML Compliance for Financial Institutions to refresh core concepts (available on-demand about a week before the program begins).
Fees include attendance, program materials, lunch and break refreshments.
Program: LSO (ON): 7h CPD (5h 45m Substantive; 1h 15m Professionalism)
Online Primer: LSO (ON): 45m CPD (45m Substantive)
Included in your registration is access to the on-demand online primer, "Foundations in AML Compliance for Financial Institutions ". On-demand access to this primer will be available as of March 30, 2020.
Please follow the instructions below in order to access the online primer prior to the start of the program:
STEP 1. Go to www.osgoodepd.ca and click on CLE Login on the top right of the page.
STEP 2. Enter your login credentials under "Returning Customer".
NOTE: If this is your first time logging into OsgoodePD's platform to view an online program, your username is your email and your password is your last name with the first letter capitalized, as shown on this confirmation.
STEP 3. From your "Order History", select "View Program" and a new screen will open displaying the videos for the primers.
If you have any technical concerns or issues, please call 416.736.5737 or email email@example.com.
We will make every effort to present the program as advertised, but it may be necessary to change the dates, location, speakers or content with little or no notice. In the event of program cancellation, York University and Osgoode Hall Law School’s liability is limited to reimbursement of paid fees.
Substitution of registrants is permitted at any time. If you are unable to find a substitute, a full refund is available if a cancellation request is received in writing 14 days prior to the program date. If a cancellation request is made with less than 14 days notice, a $75 administration fee will apply. No other refund is available.
Have questions? Read our FAQs.
Questions on program registration?
Please contact the Registration Team at firstname.lastname@example.org
Questions on the program content?
Please contact the Program Lawyer:
Alexandra Karacsony at AKaracsony@osgoode.yorku.ca
Here’s what participants at OsgoodePD’s Regulatory Compliance programs had to say:
“Excellent. Clear, high-quality presentations and you [can tell] that the speakers enjoy being there. It also [includes] hands-on application and is full of information about the ‘real-life’ in compliance.” – Diane Hachem, Regulatory Investigator, Law Society of Ontario
“As a non-compliance, non-risk executive looking to learn more about the subject matter, the course has been wonderful. The presenters are so proficient in their area of expertise that they make complicated issues seem simple.” – David Campbell, Caledon Trust
If you require accommodations in downtown Toronto, OsgoodePD has arranged Corporate Rates with several hotels within walking distance of our downtown conference centre.
Looking for an innovative way to market your firm’s products or services?
Consider sponsoring an OsgoodePD Continuing Legal Education program or event.