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This program is part of The Certificate in Canadian Securities Law. 

Does your work deal in some way with the listing and regulatory requirements of the Toronto Stock Exchange or TSX Venture Exchange? Join this program to quickly gain the essential skills you need to properly understand the fundamentals and conduct public market transactions on the TSX and TSX-V.

This unique program offers training focused specifically on the framework and rules of the TSX and TSX-V. Get the working knowledge you need of the fundamentals and listing requirements. Join leading securities law practitioners and TMX Group staff to gain in-depth knowledge on the following topics:

  • TSX and TSX-V Fundamentals (and key differences between the exchanges)
  • Step-by-step requirements for filing a listing for a client on the TSX or TSX-V
  • Best practices, with a focus on:
    • Forms,
    • Rules,
    • National Instruments,
    • Interpretations, and
    • Published Listing Requirements and Unwritten Requirements
  • Funding Mechanisms: an in-depth look at Prospectus Offerings and Private Placements
  • Proper considerations for the acquisition of a public company
  • Best practices for developing a collaborative working relationship with in-house counsel, as explained by leading in-house practitioners
  • Process and documentation required for reverse takeovers
  • The building blocks for a successful and principled investor relations program
  • Ongoing corporate governance requirements

Faculty

Program Chair

  • Charlotte Bell, Senior Policy Counsel, General Counsel’s Office, TMX

Faculty

  • Tim Babcock, Managing Director, Capital Formation, TSX Venture Exchange
  • Jennifer Campbell, Partner, Fogler, Rubinoff LLP
  • Adrienne Fong, Senior Manager, TSX
  • Sally Gillies, Senior Manager, Geologist, TMX Group
  • Ramandeep Grewal, Partner, Stikeman Elliott LLP
  • Arne Gulstene, Head, TSX Company Services Capital Formation
  • Jeff Hershenfield, Partner, Stikeman Elliott LLP
  • Natalie Ho, Senior Manager, TSX Venture Exchange
  • Vaughn MacLellan, Partner, DLA Piper LLP
  • David Mendicino, Senior Legal Counsel, Ontario Securities Commission
  • Alex Nikolic, Partner, Fasken Martineau DuMoulin LL
  • Joe Racanelli, Director, Investor Relations and Communication, Sherritt International
  • Selma Thaver, Senior Manager, TSX
  • David Toyoda, Principal, Pacific Star Law Corporation
  • Catherine Youdan, Partner, Blake, Cassels & Graydon LLP
  • Heather Zordel, Partner, Gardiner Roberts LLP

Agenda

Fees

Fees include online attendance and program materials.

Group Discounts and Financial Assistance

OsgoodePD offers group rates and financial assistance for both on-site and webcast formats.

Program Changes

We will make every effort to present the Intensive Program as advertised, but it may be necessary to change the dates, location, speakers or content with little or no notice. In the event of program cancellation, York University and Osgoode Hall Law School’s liability is limited to reimbursement of paid fees.

Cancellations and Substitutions

Substitution of registrants is permitted at any time. If you are unable to find a substitute, a full refund is available if a cancellation request is received in writing 14 days prior to the program date. If a cancellation request is made with less than 14 days notice, a $75 administration fee will apply. No other refund is available.

Technical Support

In the event you experience technical difficulties, please contact opdsupport@osgoode.yorku.ca for assistance.

FAQs

Have questions? Read our FAQs.

Program Details

Questions on program registration?
Please contact the Registration Team at osgoodepd@osgoode.yorku.ca

Questions on the program content?
Please contact the Program Lawyer:
Stephen Ahad 
sahad@osgoode.yorku.ca

Program Details

Date & Time

February 8 & 9, 2021
9:00 a.m. - 5:00 p.m. EDT
Webcast

Location

Online - Live, interactive

Fee per Delegate

$750.00 + HST

Newly Licensed (2016 - 2019) Rate: $375 + HST

Register Now

Printable Registration Form

Eligible CPD Credit Hours

Questions?

Who Should Attend

  • Lawyers who want to develop a solid understanding of the TSX and TSX Venture Exchange landscape
  • Junior and mid-level associates practicing in corporate and securities law
  • Civil litigators who practice securities litigation
  • Corporate executives
  • Finance officers
  • Investor relations personnel
  • Investment dealers and advisors
  • Regulators

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