Canadian financial institutions, including banks, insurance companies and securities firms, face an increasingly complex regulatory web. Regulators are placing increased pressure on financial institutions to assess, monitor and mitigate regulatory and operational risks. In addition to staying compliant, today’s financial institutions need to keep up with new regulations, deal with new issues - including those created by social media and emerging technologies - and manage the human resources and technological requirements to get the job done. The speed of change is rapid and the demands are increasing. You need to be ready.
Get the tools you need to identify, mitigate and control risks and to build a good compliance program within a Canadian financial institution, including expert guidance on compliance policies and procedures.
The Fundamentals of Regulatory Compliance & Legal Risk Management for Financial Institutions is a unique, stand-alone Compliance Fundamentals program, which also serves as Module 1 of the Osgoode Certificate in Regulatory Compliance and Legal Risk Management for Financial Institutions, an intensive 5-module Certificate program developed by a select group of leading industry and legal experts. In this information-packed Compliance Fundamentals program, you’ll gain an understanding of the key compliance and risk management issues facing financial institutions in Canada as well as the essential components of a successful compliance program, how to categorize and control risk, and real-world best practices and strategies to help shield your organization from costly and damaging violations.
Please note that the group discount is only available when paying for members of the same organization, at the same time, and payment is made with one invoice. For financial assistance, please email firstname.lastname@example.org
2-3 delegates: 25% off program fee
4-10 delegates: 30% off program fee
11+ delegates: 35% off program fee
Boardroom rates available.
The video stream will be sent to you via email as soon as payment is successfully processed.
All sales are final. Please make all inquiries related to program content and CPD/MCLE credit hours prior to purchase.
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July 16, 2020
Web - Replay
$895 + HST
Newly Licensed (2017-Present): $447.50 + HST