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This intensive program provides an in-depth overview of U.S. securities law and is a must-attend program for Canadian securities professionals. Don’t rely on picking up U.S. regulatory requirements on a piecemeal “as-needed” basis! Get a comprehensive and up-to-date foundation in the key issues in U.S. securities law.

Leading U.S. and Canadian securities law experts will deliver practical information and explore key issues in American securities law. This is a rare opportunity to learn from top U.S. securities lawyers and have your questions answered by those who practice in this area every day, while also benefiting from Canadian practitioners’ perspectives on what is important for you to know. The program content is suitable for both experienced professionals looking to expand and refresh their knowledge, as well as newer practitioners building a critical foundation in this demanding regulatory environment.

Topics will include:

  • A comparison between U.S. and Canadian securities law
  • The role, composition, organization and division of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC)
  • What Canadian issuers need to know about private placement techniques
  • Registration of public offerings and form requirements
  • Mergers and acquisitions considerations in the context of U.S. corporate and securities law
  • Responsibilities of Canadian and U.S. counsel in cross-border securities transactions, and interactions between them
  • Rules and regulations pertaining to securities intermediaries
  • Recent trends in U.S. securities class action litigation
  • Overview of recent U.S. enforcement actions

Faculty

Chair

  • Andrew Foley, Paul, Weiss, Rifkind, Wharton & Garrison LLP (New York)

Faculty

  • David Conklin, Goodmans LLP
  • June S. Dipchand, Skadden, Arps, Slate, Meagher & Flom LLP
  • James B. Guttman, Dorsey & Whitney LLP
  • Christian G. Kurtz, Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • Lawrence Ritchie, Osler, Hoskin & Harcourt LLP
  • Alexis Slatt, Stikeman Elliott LLP
  • John J. Zelenbaba, Skadden, Arps, Slate, Meagher & Flom LLP

Agenda

Fees

Fees include attendance, and program materials.

Group Discounts and Financial Assistance

OsgoodePD offers group rates and financial assistance for both on-site and webcast formats.

Program Changes

We will make every effort to present the certificate program as advertised, but it may be necessary to change the dates, location, speakers or content with little or no notice. In the event of program cancellation, York University and Osgoode Hall Law School’s liability is limited to reimbursement of paid fees.

Cancellations and Substitutions

Substitution of registrants is permitted at any time. If you are unable to find a substitute, a full refund is available if a cancellation request is received in writing 14 days prior to the program date. If a cancellation request is made with less than 14 days notice, a $75 administration fee will apply. No other refund is available.

Technical Support

In the event you experience technical difficulties, please contact opdsupport@osgoode.yorku.ca for assistance.

FAQs

Have questions? Read our FAQs.

Program Details

Questions on program registration?
Please contact the Registration Team at osgoodepd@osgoode.yorku.ca

Questions on the program content?
Please contact the Program Lawyer:
Stephen Ahad at SAhad@osgoode.yorku.ca

Program Details

Date & Time

November 5, 2020
9:00 a.m. - 5:00 p.m. EST

Online Replay
January 14, 2021
Register for Online Replay 

Location

Online - Live, webcast

Fee per Delegate

$795 + HST

Newly Licensed (2017-Present): $397.50 + HST

Register Now

Printable Registration Form

Eligible CPD Credit Hours

Questions?

Who Should Attend

  • Lawyers practicing in
    • M&A
    • Corporate finance
    • Securities
    • Commercial and securities litigation
  • Corporate executives
  • In-house counsel
  • Government and regulatory professionals
  • Compliance professionals

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