The must-attend event for the financial services sector - get unparalleled access to major regulators, industry associations and leaders, including: OSFI, FCAC, CCIR, AMF, IAIS, IIROC, OSC/CSA, MFDA, FSRA/DICO, FSCO, CLHIA, and CCUA.
Are you on top of the rapidly evolving regulatory landscape?
Financial institutions – banks/credit unions, insurance companies, and securities/investment firms – are facing increased demands within an increasingly complex regulatory web. At the same time, resources are becoming more limited, and increased globalization is pressuring faster responses. This has led to more intricate business needs and operational challenges. As a compliance professional, you need to stay ahead of the curve to effectively drive the organization’s compliance efforts to the next level.
Developed for industry leaders and professionals by industry experts, this annual symposium gives you the roadmap to successfully navigate the most crucial regulatory updates, legal risk management developments and current and emerging issues.
In one information-packed day, you will get expert insights, guidance, and tips on navigating the most critical updates and current and emerging issues and you will have the opportunity to connect with your colleagues and learn from major regulators and leading industry professionals.
Each topic will address:
Specific topics include:
After your purchase is complete, the course will appear in the Order History of your OsgoodePD account with a link to "Take Online Course". Once you click "Take Online Course" you will be forwarded to the Moodle page with the materials link. The program video link with be unlocked on the day of the program. You will have access to the video for 90 days.
We will make every effort to present the program as advertised, but it may be necessary to change the dates, location, speakers or content with little or no notice. In the event of program cancellation, York University and Osgoode Hall Law School’s liability is limited to reimbursement of paid fees.
Substitution of registrants is permitted at any time. If you are unable to find a substitute, a full refund is available if a cancellation request is received in writing 14 days prior to the program date. If a cancellation request is made with less than 14 days notice, a $75 administration fee will apply. No other refund is available.
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April 25, 2019
September 19, 2019
8:30 a.m. - 4:00 p.m. EDT
Web - Replay
$795 + HST
Newly Licensed (2016-2019): $397.50 + HST
Here’s what 2018 participants at our regulatory compliance programming had to say:
“Great to get information on the new technology implications (crypto and social media). Real-life examples were very helpful.”
Helen D.K Friedman, Partner-Risk Management, Miller Thomson LLP
“Very informative. All lectures [were] well prepared by clearly competent instructors who were accessible. I connected with two on LinkedIn. Good location. Comfortable room. Helpful staff at all levels.”
Sheldon Liberman, Portfolio Manager & COO, Symetryx Capital Management
“The quality of the whole program was excellent. It covered a broad variety of relevant and up-to-date subjects. I was really impressed by the instructors’ expertise and wealth of experience and [the] real-life experiences that enriched the effectiveness of the training. Thank you very much!”
Patricia Pacanchique, Director, Pension Policy – OMERS Administration Corporation