THE must-attend annual event with crucial updates and developments in Regulatory Compliance and Legal Risk Management for Financial Institutions featuring major regulators and leading industry experts.
Are you on top of the rapidly evolving regulatory landscape?
Financial institutions – banks/credit unions, insurance companies, and securities/investment firms – are facing increased demands within an increasingly complex regulatory web. At the same time, resources are becoming more limited, and increased globalization is pressuring faster responses. This has led to more intricate business needs and operational challenges. As a compliance professional, you need to stay ahead of the curve to effectively drive the organization’s compliance efforts to the next level.
Developed for industry leaders and professionals by industry experts, this annual symposium gives you the roadmap to successfully navigate the most crucial regulatory updates, legal risk management developments and current and emerging issues.
In one information-packed day, you will get expert insights, guidance, and tips on navigating the most critical updates and current and emerging issues and you will have the opportunity to connect with your colleagues and learn from major regulators and leading industry professionals.
Each topic will address:
Specific topics include:
PLUS! You will have the opportunity to attend an exclusive networking event. Time and location to be announced.
Fees include attendance, program materials, lunch and break refreshments.
OsgoodePD offers group rates for both on site and webcast formats. Please note these are only available when registering for members of the same organization, at the same time, and payment is made with one invoice.
We will make every effort to present the certificate program as advertised, but it may be necessary to change the dates, location, speakers or content with little or no notice. In the event of program cancellation, York University and Osgoode Hall Law School’s liability is limited to reimbursement of paid fees.
Substitution of registrants is permitted at any time. If you are unable to find a substitute, a full refund is available if a cancellation request is received in writing 14 days prior to the program date. If a cancellation request is made with less than 14 days notice, a $75 administration fee will apply. No other refund is available.
In the event you experience technical difficulties, please contact firstname.lastname@example.org for assistance.
Have a question? Read our FAQs.
Questions on program registration?
Please contact the Registration Team at email@example.com
Questions on the program content?
Please contact the Program Lawyer:
Alexandra Karacsony at AKaracsony@osgoode.yorku.ca
Here’s what 2018 participants at our regulatory compliance programming had to say:
“Great to get information on the new technology implications (crypto and social media). Real-life examples were very helpful.”
Helen D.K Friedman, Partner-Risk Management, Miller Thomson LLP
“Very informative. All lectures [were] well prepared by clearly competent instructors who were accessible. I connected with two on LinkedIn. Good location. Comfortable room. Helpful staff at all levels.”
Sheldon Liberman, Portfolio Manager & COO, Symetryx Capital Management
“The quality of the whole program was excellent. It covered a broad variety of relevant and up-to-date subjects. I was really impressed by the instructors’ expertise and wealth of experience and [the] real-life experiences that enriched the effectiveness of the training. Thank you very much!”
Patricia Pacanchique, Director, Pension Policy – OMERS Administration Corporation