The must-attend event for the financial services sector - get unparalleled access to major regulators, industry associations and leaders, including: OSFI, FCAC, FSRA, CCIR, AMF, IAIS, IIROC, OSC/CSA, and MFDA.
Are you on top of the rapidly evolving regulatory landscape?
Financial institutions – banks, insurance companies, and securities/investment firms – are facing increased demands within an increasingly complex regulatory web. At the same time, resources are becoming more limited, and increased globalization is pressuring faster responses. This has led to more intricate business needs and operational challenges. You need to stay ahead of the curve to effectively drive your organization’s compliance efforts to the next level.
Developed for industry leaders and professionals by industry experts, this annual update gives you the roadmap to successfully navigate the most crucial regulatory updates, legal risk management developments and current and emerging issues.
In one information-packed day, you will get expert insights, guidance, and tips on navigating the most critical updates and current and emerging issues and you will have the opportunity to learn from major regulators and leading industry professionals.
The morning topics will focus on major regulators’ and industry associations’ updates and forecasts including:
Afternoon topics will focus on providing targeted practical guidance and insights for leaders to effectively manage key trends, developments and industry changes, including:
Can’t attend live? Catch-up anytime with new 120-day program access!
After your purchase is complete, the course will appear in the Order History of your OsgoodePD account with a link to "View Program". Once you click "View Program" you will be forwarded to the Zoom meeting for the webinar. This will be unlocked on the day of the program. You will have access to the content for 120 days.
We will make every effort to present the program as advertised, but it may be necessary to change the dates, location, speakers or content with little or no notice.
Have a question? Read our FAQs.
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Program Recorded: September 22, 2020
November 3, 2020
8:30 a.m. - 5:00 p.m. EDT
Web - Replay
$795 + HST
Newly Licensed (2017 - Present): $397.50 + HST
*Fee includes 120-day program access
Here’s what 2019 participants had to say about our regulatory compliance for financial institutions programming:
“Great program and the overall experience was quite good in terms of content and insights.”
David Parkatti, CCRO, CWB Financial Group
“Very good overall [including] the Fair Treatment of Clients as an over-arching theme – just because we CAN do something, doesn’t mean we SHOULD. Also the Behavioural Impact discussion – we can use the predictable nature of people to encourage compliance [and] influence the timing of communications.”
Deborah Stiles, Sr Risk Management Analyst, Distribution Risk & Compliance
If you require accommodations in downtown Toronto, OsgoodePD has arranged Corporate Rates with several hotels within walking distance of our downtown conference centre.
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