|Course Name||Regulation of Financial Institutions|
|Course Code||BFSL 6900|
|Pre/Anti-requisites||Pre-Requisite For students outside the BFSL specialization: BFSL 6800: Introductory course I: Introduction to Financial Services Law or Demonstrated foundational knowledge of Canadian financial services law concepts.|
This course examines the manner in which Canada regulates financial institutions, including banks, insurance companies, securities dealers and investment fund managers. Among the topics that will be discussed will be the constitutional authority to regulate, the policy approach to regulation, limits on business powers, capital, governance, supervision and anti-money laundering and terrorist financing.
|CPD Hours||Eligible LSO CPD: 12h Substantive Professional LLM courses may be eligible for CPD/MCLE credits in other Canadian jurisdictions hours. To inquire about hours and credit eligibility, please email email@example.com|
All courses and schedules are subject to change.