|Course Name||Markets and Market Intermediaries|
|Course Code||SELA 6747|
|Pre/Anti-requisites||Pre-requisite: For students outside the specialization: SELA 6118P - Foundations of Securities Law or an equivalent course. Anti-requisite: LAW 6747 - Markets and Market Intermediaries|
This course addresses a number of key issues related to the regulation of trading markets and of market intermediaries in Canada and elsewhere. Topics will include: the emergence and regulation of competitive markets for trading securities; the regulation of derivatives markets, short-selling, trade-throughs, the regulation of the broker-investor relationship, and the MiFid Directive in the EU.
|CPD Hours||Eligible LSO CPD: 12h Substantive Professional LLM courses may be eligible for CPD/MCLE credits in other Canadian jurisdictions. To inquire about credit eligibility, please email firstname.lastname@example.org|
All courses and schedules are subject to change.