Canadian financial institutions, including banks, insurance companies and securities firms, face an increasingly complex regulatory web. Regulators in Canada and globally are putting increased pressure on financial institutions to assess, monitor and mitigate regulatory and operational risks. In addition to staying compliant, today’s financial institutions need to keep up with new regulations, deal with new issues - including those created by social media and emerging technologies - and manage the human resources and technological requirements to get the job done. The speed of change is rapid and the demands are increasing. You need to be ready.
This intensive OsgoodePD certificate program was developed by a select group of highly experienced industry leaders. It was designed to provide a comprehensive and in-depth understanding of compliance requirements and strategies for meeting these requirements. The five-day program covers the intersection of compliance and enterprise risk management, as well as best practices for managing both risk and compliance.
You will come away from this valuable program armed with the most up-to-date knowledge, strategies and tactics you need to develop, implement or re-energize a state of the art compliance program.
This program will cover:
Fees include attendance, program materials, continental breakfast, lunch and refreshments for each of the 5 days of the program. The price does not include accommodations. Please inquire about group discounts and financial assistance. Fees paid by individuals are eligible for a tuition tax credit. Dress is business casual.
We will make every effort to present the certificate program as advertised, but it may be necessary to change the dates, location, speakers or content with little or no notice. In the event of program cancellation, York University and Osgoode Hall Law School’s liability is limited to reimbursement of paid fees.
In order to successfully complete the program and obtain an Osgoode Certificate in Regulatory Compliance and Legal Risk Management for Financial Institutions, you must attend all program modules and satisfactorily pass an online multiple-choice exam.
Substitution of registrants is permitted at any time. If you are unable to find a substitute, a full refund is available if a cancellation request is received in writing 21 days prior to the program date. If a cancellation request is made with less than 21 days notice, a $150 administration fee will apply. No other refund is available.
In the event you experience technical difficulties, please contact firstname.lastname@example.org for assistance.
If you have any questions or would like more information please contact:
Heather Gore Liddell
January 31, February 17, March 7 & 29 and April 21, 2017
9:00 a.m. – 5:00 p.m.
Osgoode Professional Development Centre,
1 Dundas St. W., 26th Floor Toronto, ON
$4,395 plus HST
$895 plus HST
If you require accommodations in downtown Toronto, OsgoodePD has arranged Corporate Rates with several hotels within walking distance of our downtown conference centre.
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