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Course Name Markets and Market Intermediaries
Course Code LAW 6747
Course Credits 3.0
Pre/Anti-requisites
Course Description

This course addresses a number of key issues related to the regulation of trading markets and of market intermediaries in Canada and elsewhere. Topics will include: the emergence and regulation of competitive markets for trading securities; the regulation of derivatives markets, short-selling, trade-throughs, the regulation of the broker-investor relationship, and the MiFid Directive in the EU.

Upcoming Offerings

Not currently scheduled

Specialization Securities Law
Status Elective
CPD Hours Eligible CPD Hours: LSUC (ON): 18.0 Substantive Professional LLM courses may be eligible for CPD/MCLE credits in other Canadian jurisdictions. To inquire about credit eligibility, please email cpd@osgoode.yorku.ca
NCA Status N/A

All courses and schedules are subject to change.